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STANDARDS

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FIDUCIARY STANDARDS | OUR SERVICES | ABOUT US | CONTACT US

COPYRIGHT MUNTZ FINANCIAL 2013 - SITE DESIGN BY SANTINO NOIR

FIDUCIARY STANDARDS

As a registered investment advisory firm, we have a compreshensive fiduciary duty to our clients. Our firm-wide philosophy can be summed up as: "Put the clients' needs first."

We hold our directors, officers, and employees accountable for adhering to and advocating the following detailed standards to the best of their knowledge and ability:

º Always place the interest of the client first and never benefit at the expense of an advisory client.

º Always act in an honest and ethical manner, including in connection with, and the handling and avoidance of, actual or potential conflicts of interest between personal and professional relationships.

º Always maintain the confidentiality of information concerning the identity of security holdings and financial circumstances of clients.

Fully comply with all applicable laws, rules and regulations of federal, state and local governments and other applicable regulatory agencies.

As a registered investment adviser, Muntz Financial and our personnel must comply with the unequivocal fiduciary provisions of the Investment Advisers Act of 1940 and the well-developed body of fiduciary law evolving from the Act and other laws and regulations.

Muntz has no conflicts of interests because the only source of our revenue is from our advisory fees. Other firms have revenue sharing or commission split contracts. Muntz Financial has no such agreements. Our partnership, advising the client, is our only revenue source, and we protect it vociferously by doing excellent conflict free work.